Leia Farmer

Leia Farmer is Deputy Chief Compliance Officer for Securities America, Inc., one of the largest independent broker\/dealers in the nation. Leia’s primary responsibilities are to oversee the RIA Compliance and Policies and Procedures teams within Securities America. She was a part of the internal task force that analyzed and selected Securities America's social media compliance solution, and will participate in the social media \/ compliance training sessions provided by the firm in 2011. Prior to joining Securities America, Leia worked as the Chief Compliance Officer for Brecek &Young Advisors, Inc., a mid-sized broker\/dealer that was acquired by Securities America in 2009. Leia has over 11 years of industry experience and has a bachelor’s degree from the University of California Berkeley in Legal Studies and a Master’s Degree in Organizational Management from the University of Phoenix. Leia holds the Series 7, 63, 24, 4, and 66 licenses. Learn more about Leia at www.securitiesamerica.com. \n